401k Complimentary Plan Assessment
Waverly has been providing retirement plan services for more than 30 years and has an entire division devoted to providing customized plan design, implementation and administration. Our team works with over 180 retirement plans managing in excess of $1.1B in assets including our own plan. As a result of our extensive experience in retirement plans, we provide Plan Assessments for 401k plans. As a plan sponsor, you have a fiduciary responsibility to have an Independent Review of your plan periodically. Waverly performs Plan Assessments for our clients and prospects at no charge.
The Assessment consists of a review of your fund options, plan fees, and provider services. While we perform this service at no charge, we look for areas where changes and improvements may benefit your plan and its participants. We also hope there will be an opportunity for us to work with you regarding any recommendations we make to improve your plan. However, if your assessment indicates that all is well, we would only ask that you consider us if your needs should change in the future.
In order to perform our assessment, we need the following information:
• Current list of fund options offered in the plan and the amount in each fund
• Adoption Agreement or Plan Document
• Copy of contract with current investment advisor, recordkeeper, and third party administrator which discloses fees charged
• Total fees paid for plan administration services during the past year
• Participant and plan sponsor fee disclosures
Once we get this information, we will complete our review and schedule a time to get together with you to discuss our findings. I am certain you will find the information we provide both beneficial and informative in monitoring the effectiveness of your plan.
Reach out to our team today!
Jack Adams
Partner, Retirement Plan Advisor
Jack Adams has been with Waverly Advisors since 2012.
He is a Partner and Retirement Plan Advisor for Waverly Advisors. Jack provides plan design consultation and investment solutions to retirement plan clients. Jack resides in Birmingham with his wife and two children… Learn More
Jonathan R. Osborne, QKA®
Partner, Retirement Plan Advisor
Jonathan Osborne serves as Partner and Retirement Plan Advisor for Waverly Advisors and has worked in the retirement plan industry since 2010. He provides plan design consultation, investment solutions and employee education for retirement plan clients. Jonathan resides in Birmingham with his wife and three children… Learn More
IMPORTANT DISCLOSURES
THE INFORMATION PRESENTED IN THIS DOCUMENT IS FOR GENERAL INFORMATIONAL AND EDUCATIONAL PURPOSES, AND IS NOT SPECIFIC TO ANY INDIVIDUAL’S PERSONAL CIRCUMSTANCES. NOTHING IN THIS DOCUMENT CONSTITUTES, OR SHALL BE RELIED UPON AS INVESTMENT, LEGAL, OR TAX ADVICE TO ANY PERSON. THE INFORMATION IN THIS DOCUMENT IS PROVIDED EFFECTIVE AS OF THE DATE OF ITS PUBLICATION, DOES NOT NECESSARILY REFLECT THE MOST CURRENT STATUS OR DEVELOPMENT, AND IS SUBJECT TO REVISION AT ANY TIME. INVESTING INVOLVES RISK, AND PAST PERFORMANCE DOES NOT NECESSARILY PREDICT FUTURE RESULTS. NONE OF WAVERLY, OR ANY OF ITS OFFICERS, MEMBERS OR AFFILIATES, IN ANY WAY WARRANT OR GUARANTEE THE SUCCESS OF ANY ACTION THAT ANYONE MAY TAKE IN RELIANCE ON ANY STATEMENTS OR RECOMMENDATIONS IN THIS DOCUMENT.
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