Andrea W. Johnson

Andrea W. Johnson

Andrea Johnson has been with Waverly Advisors since 2011 and serves as a Principal and the Chief Compliance Officer for Waverly Advisors. She is primarily responsible for overseeing and managing regulatory compliance issues for the Firm. Her activities include RIA compliance with all laws, rules and regulations, training employees on policies and procedures, ensuring the Firm is complying with regulatory requirements and ensuring overall adherence to the Firm’s compliance policies and procedures. Andrea’s motivation is to instill a culture of compliance and nurture an environment where employees understand the value of honesty and integrity.


  • Bachelor of Science in Commerce & Business Administration
    Magna Cum Laude
    The University of Alabama, Tuscaloosa, AL

Community Involvement

  • Hunter Street Baptist Church, Member and Preschool Volunteer

Ask Me About

  • Complying with SEC rules and regulations
  • Fostering integrity in the securities industry
  • How the implementation of compliance policies and procedures reflect good principles of management and control
  • Using education to enhance cybersecurity
  • My highest priority in life and my foundation for living
  • The membership that has taken me to Alaska and the Bahamas