Andrea Johnson

Andrea Johnson

Andrea has been with Waverly Advisors since 2011. She serves as Director of Compliance and is a Principal of the Firm. Andrea is responsible for overseeing and monitoring the implementation of the Firm’s compliance program. She manages the Firm’s core compliance processes, including risk assessments, testing of relevant regulations, and overall compliance with rules and regulations. Andrea provides guidance and training on compliance matters to promote and maintain the Firm’s culture of compliance.


  • Bachelor of Science in Commerce & Business Administration
    Magna Cum Laude
    The University of Alabama, Tuscaloosa, AL

Community Involvement

  • Hunter Street Baptist Church, Member and Preschool Volunteer

Ask Me About

  • Rules and regulations of the Investment Advisers Act of 1940
  • Fostering integrity in the securities industry
  • How the implementation of compliance policies and procedures reflect good principles of management and control
  • Using education to enhance cybersecurity
  • My highest priority in life and my foundation for living
  • The membership that has taken me to Alaska and the Bahamas